WABCO Europe BVBA
WABCO Holdings Inc. (Form: 3, Received: 02/14/2018 13:58:41)
FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Brenneke Christian

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/6/2017 

3. Issuer Name and Ticker or Trading Symbol

WABCO Holdings Inc. [WBC]

(Last)        (First)        (Middle)

C/O WABCO HOLDINGS INC., 2770 RESEARCH DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Technology Officer /

(Street)

ROCHESTER HILLS, MI 48309       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   1778   D    
Common Stock   (1) 172   D    
Common Stock   (2) 548   D    
Common Stock   (3) 1307   D    
Common Stock   (4) 2091   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Performance-Based Restricted Units   2/20/2018     (5) Common Stock   495   $0   D    

Explanation of Responses:
(1)  Pursuant to Restricted Stock Units that will vest on February 20, 2018.
(2)  Pursuant to Restricted Stock Units that will vest in two equal installments, on February 22, 2018 and February 22, 2019
(3)  Pursuant to Restricted Stock Units that will vest in three equal annual installments, beginning on February 22, 2018.
(4)  Pursuant to Restricted Stock Units that will vest on January 1, 2021.
(5)  The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2018, and (ii) continued employment with the company through February 20, 2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Brenneke Christian
C/O WABCO HOLDINGS INC.
2770 RESEARCH DRIVE
ROCHESTER HILLS, MI 48309


Chief Technology Officer

Signatures
/s/ Thomas P. Conaghan, Attorney-in-Fact 2/14/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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